EDUCATION

University of Southern California Gould School of Law, Los Angeles, CA May 2020
Master of Laws (LL.M.), Entertainment Law Certificate, Technology and Entrepreneurship Law Certificate

Southwest University of Political Science and Law, Chongqing, China June 2019
Bachelor of Laws (LL.B.)

EXPERIENCE

Cleary Gottlieb Steen & Hamilton, Hong Kong SAR January 2024 – Present
Paralegal

*   ~~Drafted and reviewed~~<u>Draft</u> and <u>review</u> transaction documents, including prospectuses, circulars, underwriting agreements, closing memos, A1 packs, due diligence questionnaires, periodic reports, and announcements.
*   ~~Created~~<u>Create</u> verification notes for prospectuses and backups for Form F-1; ~~and~~ compile supporting documents.
*   ~~Prepared~~<u>Prepare</u> auditor and CFO circle-ups; ~~and~~ conducted comprehensive due diligence for multiple deals.
*   ~~Contributed~~<u>Contribute</u> to research regarding prospective clients, development of pitch books, and preparation of bid proposals.
*   ~~Assisted~~<u>Assist</u> clients with debt issuances (e.g., JD.com), public offerings (e.g., Horizon Robotics, Gourmet, Chagee); supported ongoing compliance with listing rules (e.g., ZJLD, Legend).

Allen & Overy, Hong Kong SAR July 2022 – December 2023
Legal Manager

*   ~~Reviewed and commented~~<u>Reviewed and commented</u> on key transaction documents, including prospectuses, offering circulars, subscription agreements, and auditor letters.
*   ~~Prepared~~<u>Prepared</u> auditors’ circle-ups and managed KYC procedures.
*   ~~Drafted~~<u>Drafted</u> legal opinions, including no-registration opinions and 10b-5 letters.
*   ~~Prepared~~<u>Prepared</u> due diligence questionnaires (e.g., FDD, MDD, OFAC/FCPA/AML DD) and conducted corresponding due diligence, following up on responses.
*   ~~Supported~~<u>Supported</u> the verification of prospectuses and response letters.
*   ~~Assisted~~<u>Assisted</u> in drafting prospectuses (US and HK sections), OC wrap, and international underwriting agreements.
*   ~~Supported~~<u>Supported</u> clients’ listings on the Hong Kong Stock Exchange (e.g., Boan Biotech, Viva China, LC Logistics) and SIX Swiss Exchange (e.g., Zhejiang Hangke Technology, Supcon Technology).

Clifford Chance, Shanghai, China March 2021 – June 2022
Transaction Support Officer

*   ~~Prepared~~<u>Prepared</u> due diligence questionnaires (e.g., TPDD, MDD, FDD, etc.); conducted corresponding due diligence.
*   ~~Compiled~~<u>Compiled</u> circle-ups and trading documents (PN21, M105/M106 forms, NDA, etc.).
*   ~~Created~~<u>Created</u> verification notes for prospectuses; ~~and complied~~<u>compiled</u> supporting documents; conducted guidance letter checks.
*   ~~Supported~~<u>Supported</u> the preparation of prospectuses with both HK and US sections.
*   ~~Supported~~<u>Supported</u> clients in successful listings on the Hong Kong Stock Exchange, including Beauty Farm, OneConnect, CALB, SF Intra-city, and others.

ADDITIONAL INFORMATION

Languages: Chinese (Native), English (Proficient)